In addition to providing legal representation in the judicial system and traditional arbitration and mediation proceedings, Snow Becker Krause P.C. (SBK) represents clients in Financial Industry Regulatory Authority (FINRA) mandated arbitrations. Our attorneys have substantial experience representing customers, broker dealers, and securities industry employees in disputes subject to the FINRA arbitration process, and several of our lawyers serve as FINRA arbitrators, providing knowledge and insight into the FINRA arbitration process.
Resolving Securities Disputes Effectively
With significant experience and a record of success, our lawyers have handled dozens of cases involving securities industry claims relating to, among others:
- Unauthorized trading
- Suitability
- Churning
- Breach of contract
- Breach of fiduciary duty
- Failure to supervise
- Non-compete agreements
- Raiding
Having represented small and large broker dealers as well as individual investors, our experience is broad and deep. Contact our offices to discuss your case which may be subject to FINRA arbitration.
